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SEC Enforcement Issues: An Update on the Latest Issues and the Best Way to Handle Them


Name Email Purchase Date Certificate Date Actions Access
Jeffrey Drews jdrews@micro-co.com 12/31/2017 1/1/2018
Steven Gorlick stevengorlick@gmail.com 12/29/2017 12/29/2017
Sumeet Sikka sikkasumeet@hotmail.com 12/27/2017 12/27/2017
Lois Wesnofske lwesnof@hotmail.com 12/26/2017 12/26/2017
Edward Valentino evalentino@cerberuscapital.com 12/23/2017 12/23/2017
Marissa OConnor oconnorme@gmail.com 12/6/2017 5/7/2018
Todd Thiede todd.thiede@preferredcares.com 11/30/2017 11/30/2017
Tierra Ali-Said paulgermanjr@hotmail.com 9/2/2017 9/2/2017
Roberto Koljevina robertokoljevina@msn.com 8/9/2017 8/19/2017
claudia ogaz claudiaogaz@yahoo.com 7/22/2017 7/22/2017
Dustin Lewis dmlewis@cfoconsulting.net 7/5/2017 7/11/2017
Raymond Perkins Perkins.Raymond@gmail.com 6/30/2017 6/30/2017
Robert Pagos rpagos@gmail.com 6/15/2017 6/18/2017
Lucia Palomanes lucy.palomanes@callawaygolf.com 4/3/2017 4/29/2017
hugo kostelni hugo.kostelni@jltre.com 2/24/2017 2/24/2017
Patsy Berry pberry@cpeincmail.com 2/23/2017 2/24/2017