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SEC Enforcement Issues


Name Email Purchase Date Certificate Date Actions Access
Heather Martin hjmartin1975@comcast.net 3/15/2020 3/15/2020
Peter Sarne peter.sarne@siriusgroup.com 3/7/2020 3/8/2020
Jan Svec jmh463@nyu.edu 3/6/2020 3/7/2020
Timothy Larkin tdlarkin6@verizon.net 2/26/2020 2/27/2020
Michael DiValerio michaeldivalerio@gmail.com 12/29/2019 12/29/2019
Michael Genovese mjgeno@hotmail.com 12/28/2019 12/29/2019
Eleazar Fernandez tonyfernandezcpa@gmail.com 12/27/2019 12/30/2019
Jared Thompson jared@thompsonnyc.com 12/26/2019 1/1/2020
Kenneth Stephens K.L.Stephens@BearLaneGroup.com 12/26/2019 12/28/2019
Amanda Ortiz amandajaclynortiz@gmail.com 12/24/2019 12/27/2019
Evan Dortheimer edortheimer@yahoo.com 12/24/2019 12/29/2019
William Houser houser_william@yahoo.com 12/23/2019 1/1/2020
Brenda Larson brenda.larson@alliedmotion.com 12/23/2019 12/23/2019
Amy Purdy Godleski Amy.purdygodleski@cfglife.com 12/23/2019 12/23/2019
Frank Porfido fjporfido@optonline.net 12/22/2019 12/24/2019
Anthony Socci hamr1213@aol.com 12/21/2019 12/22/2019
Mark Curtis Mark.Curtis@fnbli.com 12/19/2019 12/19/2019
Vincent Madonna vmadonnacpa@optonline.net 12/18/2019 12/20/2019
WARREN HO warren_ho@yahoo.com 11/11/2019 11/16/2019
Paula Paquin paquin03@gmail.com 10/20/2019 10/21/2019
Rise Spiegel paula@ironworkerbenny.net 9/30/2019
Dale Suderman dscrsuderman@gmail.com 8/14/2019 8/16/2019
Jeanette Kim jkim37@alumni.nd.edu 8/7/2019 8/7/2019
Tyler Vinsand tvins14@yahoo.com 8/6/2019 8/6/2019
Stephanie Pralle stephanie_pralle@hotmail.com 6/26/2019 6/26/2019
Laura Woodward LWOODWARD@TEKLACAP.COM 6/24/2019 6/24/2019
Alisa Jusic Osmancevic alisajusic@yahoo.com 6/14/2019 6/14/2019
Daniel Dusch ddusch@usa.net 4/8/2019 4/8/2019
Patsy Berry pberry@cpeincmail.com 4/4/2019 4/4/2019