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New Broker Dealer Audit Rules: An Update Direct From a PCAOB Regulator


Name Email Purchase Date Certificate Date Actions Access
Susanne Voelker spiccirillo@troweprice.com 11/6/2019 12/14/2019
Aaron Cohen acohen@gcaglobal.com 10/28/2019 11/26/2019
Nathaniel Hartgraves nathan.hartgraves@hartgravesllc.com 9/18/2019 9/20/2019
Patsy Berry pberry@cpeincmail.com 6/12/2019 6/12/2019