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SEC Enforcement: An Update on the Latest Issues and Best Ways to Handle Them


Name Email Purchase Date Certificate Date Actions Access
Nancy Da Costa nancysubscription@gmail.com 2/8/2021 2/8/2021
Mi Kim ck3299@hotmail.com 12/31/2020 1/1/2021
Maria Grace Ambrosio maria.ambrosio@ny.frb.org 12/31/2020 12/31/2020
Allison Costello allie.p.costello@gmail.com 12/31/2020 12/31/2020
Alwyn Kruger alwyn.Kruger@me.com 12/30/2020 12/31/2020
Sandy Kanakis sandykanakis@yahoo.com 12/27/2020 12/27/2020
Joseph Adamo jtadamo@comcast.net 12/23/2020 12/24/2020
Meaghan Schmidt mschmidt@alixpartners.com 11/19/2020
Janet McGee mandyjenna@att.net 8/9/2020 8/10/2020
Vicki Lan vicklan@yahoo.com 6/22/2020 7/16/2020**
Patsy Berry pberry@cpeincmail.com 3/19/2020 3/19/2020