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SEC Enforcement: An Update of the Latest Issues and Best Ways to Handle Them


Name Email Purchase Date Certificate Date Actions Access
Christine Tvaroch tvaroch@fnb-corp.com 12/30/2023 1/4/2024**
Cindy Gallagher cindyjgallagher@aol.com 12/22/2023
Lindsay Koltay lkoltay@avesipartners.com 12/20/2023
Carolyn Havlick chavlick@co.burlington.nj.us 12/20/2023
Matthew Maloney maloney.matthewj@gmail.com 11/22/2023 11/22/2023**
Kevin Parker kparker1515@gmail.com 9/29/2023 9/30/2023
Cindy Gallagher Cindyjgallagher@aol.com 9/19/2023 9/23/2023
Jenn Calabrese jcalabrese@calabresecpa.com 8/29/2023 8/29/2023
Joseph Green joe.green@hornellp.com 6/13/2023 6/14/2023
Gina Laret gina.laret@myewc.com 3/20/2023 3/20/2023
John Adcock cadcock@tep.com 3/12/2023 3/13/2023
Eva Wrublesky ewrublesky@yahoo.com 1/23/2023 1/23/2023
Tommy Gallagher tbgallagher100571@gmail.com 12/19/2022 12/19/2022
Gina Laret gina.laret@myewc.com 11/28/2022 11/28/2022
Joanna Burleson joanna.burleson@cadencebank.com 9/26/2022 9/30/2022
Adolfo Iannuzzi Aviannuzzi@gmail.com 9/19/2022 9/19/2022
Kasing Ng kasing0ng@gmail.com 8/12/2022 8/14/2022
Tiffany Bortz tabortz@att.net 6/29/2022 6/30/2022
Cary Flanagan cary_flanagan@swifttrans.com 6/28/2022 6/28/2022
Patsy Berry pberry@cpeincmail.com 1/20/2022 1/20/2022